Compliance Clarified – a podcast by Thomson Reuters Regulatory Intelligence
A podcast by Thomson Reuters
123 Episodio
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Series 2, Episode 10: Personal accountability: structure vs substance
Pubblicato: 27/07/2021 -
Series 2, Episode 9: Technology and the need for firms to upskill
Pubblicato: 20/07/2021 -
Series 2, Episode 8: Culture – where are we now?
Pubblicato: 13/07/2021 -
Series 2, Episode 7: Cryptos on the rise
Pubblicato: 06/07/2021 -
Series 2, Episode 6: Data governance comes to the fore
Pubblicato: 29/06/2021 -
Series 2, Episode 5: Antitrust
Pubblicato: 22/06/2021 -
Series 2, Episode 4: Evolving impact of financial crime
Pubblicato: 15/06/2021 -
Series 2, Episode 3: All things remuneration
Pubblicato: 08/06/2021 -
Series 2, Episode 2: Cost of Compliance 2021: Shaping the Future
Pubblicato: 01/06/2021 -
Series 2, Episode 1: Operational resilience at the board room table
Pubblicato: 25/05/2021 -
Episode 12: Where now with Brexit?
Pubblicato: 30/03/2021 -
Episode 11: Regtech: the governance lifecycle special report
Pubblicato: 23/03/2021 -
Episode 10: Gloster and the future of the UK FCA
Pubblicato: 16/03/2021 -
Episode 9: Climate risk and the Sustainable Finance Disclosure Regulation (SFDR)
Pubblicato: 09/03/2021 -
Episode 8: Changing shape of U.S. regulation & the impact of GameStop
Pubblicato: 02/03/2021 -
Episode 7: China special report 2021 – digital transformation
Pubblicato: 23/02/2021 -
Episode 6: Five key risks for firms in 2021
Pubblicato: 16/02/2021 -
Episode 5: State of Regulatory Reform
Pubblicato: 09/02/2021 -
Episode 4: Ten things compliance officers need to consider in 2021 – Part 2
Pubblicato: 04/02/2021 -
Episode 3: Ten things compliance officers need to consider in 2021 – Part 1
Pubblicato: 02/02/2021
Compliance Clarified is a podcast from Thomson Reuters Regulatory Intelligence.Listen to wide-ranging, insightful discussions on all things compliance for financial services firms. We delve into the hot topics of the day, the challenges faced and offer up practical ideas for emerging good practice. We de-mystify regulation and explore the art, as well as the science, of the ever-expanding role of the compliance officer. Enforcements, digital transformation, regulatory change, governance, culture, conduct risk – anything and everything impacting the compliance function is up for discussion.
