83 Episodio

  1. Brexit: Deal or No Deal?

    Pubblicato: 16/10/2020

  2. California Love for Data Privacy

    Pubblicato: 12/10/2020

  3. Hold Your Position: The Automation & Optimization of Position Limit Monitoring

    Pubblicato: 05/10/2020

  4. Trust the Process: Risk Mitigation via Business Verification

    Pubblicato: 28/09/2020

  5. Buy vs. Build: How Managed Services Turn Compliance into a Strategic Advantage

    Pubblicato: 21/09/2020

  6. Compliance-as-a-Service: RegTech, Data and Managed Services

    Pubblicato: 14/09/2020

  7. Regulatory Soup – from UCITS KIID to PRIIPs KID

    Pubblicato: 07/09/2020

  8. A Retrospective on Form CRS & Reg BI and Regulator Insights

    Pubblicato: 31/08/2020

  9. How the Ghosts of Transaction Reporting Past Guide the Regulatory Future State

    Pubblicato: 24/08/2020

  10. Data Management and a Regulatory Book of Record

    Pubblicato: 17/08/2020

  11. The Art of Data, Innovation & Adapting to Change

    Pubblicato: 10/08/2020

  12. Compliance Culture in a Bottle

    Pubblicato: 03/08/2020

  13. Nobody Puts Compliance in a Corner

    Pubblicato: 27/07/2020

  14. Business Resilience & Regulatory Exams

    Pubblicato: 23/07/2020

  15. The Dark Side of Cybersecurity & BCP

    Pubblicato: 20/07/2020

  16. Iceberg Ahead: Navigating Regulatory Change

    Pubblicato: 13/07/2020

  17. 2H 2020 Regulatory Outlook: Compliance Coffee Talk with aosphere LLP

    Pubblicato: 09/07/2020

  18. Risky Business: Compliance & Market Volatility

    Pubblicato: 06/07/2020

  19. Q4 Regulatory Reporting Milestones: SFTR and CME/NEX Abide and Brexit, Oh My!

    Pubblicato: 02/07/2020

  20. For CCOs, By CCOs: Assessing Your Compliance Program

    Pubblicato: 29/06/2020

4 / 5

A CSS RegTech podcast series on moving from a tactical to strategic approach to regulatory compliance. The global regulatory space is complex and fragmented. Financial firms can address this problem through tactical responses to regulatory deadlines or think more strategically on how to optimize their compliance data, operations and technology. The Compliance Solutions Strategies weekly podcast features regulatory experts, former Chief Compliance Officers, cybersecurity specialists, industry partners and RegTech collaborators to help prepare investment management firms for changes on the regulatory horizon.

Visit the podcast's native language site