Coffee & Regs
A podcast by CSS (Compliance Solutions Strategies)
83 Episodio
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Investment Monitoring Rewind & 2022 Preview
Pubblicato: 27/12/2021 -
Evolutionary Changes in Regulatory Compliance in 2022
Pubblicato: 20/12/2021 -
Trends in Transaction Reporting in 2022
Pubblicato: 13/12/2021 -
The Perfect Storm – PRIIPs and SFDR in 2022
Pubblicato: 06/12/2021 -
What’s Next for Cybersecurity in 2022?
Pubblicato: 29/11/2021 -
Special Episode with the Deputy Commissioner, Securities Division of the Vermont Department of Financial Regulation
Pubblicato: 22/11/2021 -
PRIIPs Delay, But Not Implementation Delays
Pubblicato: 15/11/2021 -
CCOs & ESG – Preparing Now for What’s Next
Pubblicato: 08/11/2021 -
Cybersecurity Training, Talent and Diversity
Pubblicato: 01/11/2021 -
An ESG Fireside Chat with KPMG’s Kay Swinburne
Pubblicato: 25/10/2021 -
Digital Assets: Trading & Compliance for Cryptocurrency
Pubblicato: 18/10/2021 -
Shareholding Disclosure Rules for Managed Holdings
Pubblicato: 11/10/2021 -
Cybersecurity Awareness Month – Reducing Cyber Incidents Through Vendor Due Diligence
Pubblicato: 04/10/2021 -
Regulator Insights & SEC Exam Priorities
Pubblicato: 27/09/2021 -
The Latest News & Analysis on the PRIIPs RTS
Pubblicato: 20/09/2021 -
Mythbusting ESG & FAQs Part 2
Pubblicato: 13/09/2021 -
Mythbusting ESG & FAQs Part 1
Pubblicato: 06/09/2021 -
SFDR Level 2 RTS Delays and Latest Developments
Pubblicato: 30/08/2021 -
The Mood of Compliance
Pubblicato: 23/08/2021 -
The RIA Wild West of Going Independent
Pubblicato: 16/08/2021
A CSS RegTech podcast series on moving from a tactical to strategic approach to regulatory compliance. The global regulatory space is complex and fragmented. Financial firms can address this problem through tactical responses to regulatory deadlines or think more strategically on how to optimize their compliance data, operations and technology. The Compliance Solutions Strategies weekly podcast features regulatory experts, former Chief Compliance Officers, cybersecurity specialists, industry partners and RegTech collaborators to help prepare investment management firms for changes on the regulatory horizon.